Drawing for RIVERNORTH

USPTO serial 98590871

RIVERNORTH

Reviewed by CopyMark Law Group

Reg. 7932636Status 700Registered
Filing date
Status date
Registration date
Sep 2, 2025
Examiner
FRENCH, CURTIS W
Law office
PUBLICATION AND ISSUE SECTION

What this means

Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six. Calendar Section 8 between years five and six, and consider trademark monitoring.

Status 700: Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six.

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If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.

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File a new U.S. trademark application, or speak with our attorneys.

Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Michael J. Turgeon

Michael J. Turgeon Vedder Price P.C.222 North LaSalle StreetSuite 2500Chicago, IL 60601

Goods and services

ClassDescriptionStatusFirst use
036Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securitiesACTIVENov 15, 2024

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Sep 2, 2025NRCCNOTICE OF REGISTRATION CONFIRMATION EMAILED—
Sep 2, 2025R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
Aug 13, 2025SUNANOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED—
Aug 13, 2025CNPRALLOWED PRINCIPAL REGISTER - SOU ACCEPTED—
Jul 3, 2025SUPCSTATEMENT OF USE PROCESSING COMPLETE—
Jul 1, 2025AITUCASE ASSIGNED TO INTENT TO USE PARALEGAL—
Mar 28, 2025IUAFUSE AMENDMENT FILED—
Mar 28, 2025EISUTEAS STATEMENT OF USE RECEIVEDThe applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action.
Mar 18, 2025NOAMNOA E-MAILED - SOU REQUIRED FROM APPLICANTA Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.
Jan 21, 2025NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED—
Jan 21, 2025PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Jan 15, 2025NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED—
Jan 1, 2025CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Dec 23, 2024DOCKASSIGNED TO EXAMINER—
Dec 22, 2024NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Jun 7, 2024NWAPNEW APPLICATION ENTERED—

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