USPTO serial 98627683
CLIENT360°
Reviewed by CopyMark Law Group
Status 730Notice of Allowance
- Filing date
- Status date
- Registration date
- —
- Examiner
- OAKES, ANNA JENNIE
- Law office
- INTENT TO USE SECTION
What this means
The USPTO has issued a Notice of Allowance. To complete registration you generally need to file a Statement of Use or an extension request before the deadline.
Need help with CLIENT360°?
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
Current trademark owner
Get help with this Notice of Allowance, set up monitoring, or talk with CopyMark.
Get Attorney Assistance for just $349*
Plus Government fees of $300
Not the owner?
File a new U.S. trademark application, or speak with our attorneys.
Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Daniel Hwang
Daniel Hwang Spencer Fane LLP1233 20th St. NWSuite 600Washington, DC 20036Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Providing stock/securities market and financial account information on a limited and secure basis to authorized securities brokers and account representatives, account holders, and other authorized persons | ACTIVE | — |
| 042 | Providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions, and for conducting all client-based workflow from one central location; Platform as a service (PAAS) featuring computer software platforms for streamlining financial advisor workflow, increasing productivity, and driving enterprise transformation, providing advisors with a holistic view of their clients, including relevant investment and insurance with a holistic view of their clients, including relevant investment and insurance products, which are linked into the progress towards the clients' goals; Platform as a service (PAAS) featuring computer software platforms for facilitating wealth and asset management, insurance advising, insurance policy management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Software as a service (SAAS) services featuring software for facilitating wealth and asset management, insurance advising, insurance policy management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Providing temporary use of non-downloadable computer software for aggregating of investor data from disparate sources to power applications that create a complete financial picture for investors, financial advisors, and financial institutions; Platform as a service (PAAS) featuring investor-data aggregation computer software platforms for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; Providing temporary use of non-downloadable computer software platforms for integrating financial data associated with household-investor accounts, including multiple accounts related to members of the same family, single generation or multi-generational, in order to inform asset management, goal-planning, asset allocation, risk management, and portfolio performance; Platform as a service (PAAS) featuring computer software platforms for facilitating end-to-end operational efficiency for financial advisors across connected capabilities including financial planning and services such as investment portfolio reporting; Software as a service (SAAS) services featuring software for facilitating end-to-end operational efficiency for financial advisors across connected capabilities including financial planning and services such as investment portfolio reporting; Platform as a service (PAAS) featuring computer software platforms that bundle individual reports so that financial advisors can give their clients a personalized, curated story at scale with the click of a button; Platform as a service (PAAS) featuring computer software platforms for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on specific households and other client(s); Software as a service (SAAS) services featuring software for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on specific households and other client(s); Platform as a service (PAAS) featuring computer software platforms for enabling advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Software as a service (SAAS) services featuring software for enabling advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Platform as a service (PAAS) featuring computer software platforms for proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Software as a service (SAAS) services featuring software for proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Platform as a service (PAAS) featuring computer software platforms for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Software as a service (SAAS) services featuring software for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Platform as a service (PAAS) featuring computer software platformfor enabling financial advisors to create models based on clients' goals and preferred allocations and conduct trades to rebalance models; Software as a service (SAAS) services featuring software for enabling financial advisors to create models based on clients' goals and preferred allocations and conduct trades to rebalance models; Platform as a service (PAAS) featuring computer software platforms for enabling financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Software as a service (SAAS) services featuring software for enabling financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Platform as a service (PAAS) featuring computer software platforms for financial advisors for simplifying and accelerating on-boarding of clients and facilitates financial recommendations to clients; Software as a service (SAAS) services featuring software for financial advisors for simplifying and accelerating on-boarding of clients and facilitates financial recommendations to clients; Platform as a service (PAAS) featuring computer software platforms for enabling financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between financial advisors and clients; Software as a service (SAAS) services featuring software for enabling financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between financial advisors and clients; Platform as a service (PAAS) featuring computer software platforms for providing advisors, home office, and clients with notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Software as a service (SAAS) services featuring software for providing advisors, home office, and clients with notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Platform as a service (PAAS) featuring computer software platforms for managing and tracking interactions in the nature of appointments, trades, and planning between and among advisors and clients throughout the platform in order to provide fuller context to client relationships; Software as a service (SAAS) services featuring software for managing and tracking interactions in the nature of appointments, trades, and planning between and among advisors and clients throughout the platform in order to provide fuller context to client relationships; Platform as a service (PAAS) featuring computer software platforms for streamlining, optimizing, and creating templates for financial planning; Software as a service (SAAS) services featuring software for streamlining, optimizing, and creating templates for financial planning | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| May 5, 2026 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| May 4, 2026 | EX1G | SOU EXTENSION 1 GRANTED | — |
| May 4, 2026 | EXT1 | SOU EXTENSION 1 FILED | — |
| May 4, 2026 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Feb 17, 2026 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Feb 17, 2026 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Feb 17, 2026 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 17, 2026 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Nov 4, 2025 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Sep 9, 2025 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Sep 9, 2025 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Sep 3, 2025 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Aug 11, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Aug 11, 2025 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Aug 11, 2025 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Aug 11, 2025 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Aug 11, 2025 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jun 10, 2025 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 10, 2025 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 10, 2025 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 5, 2025 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 5, 2025 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 5, 2025 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 24, 2025 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 24, 2025 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 24, 2025 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 24, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Jan 23, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 1, 2024 | NWAP | NEW APPLICATION ENTERED | — |