USPTO serial 98786065
WHAT IF YOU COULD?
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 22, 2026
- Examiner
- HOFFMAN, CHRISTOPHER J
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six. Calendar Section 8 between years five and six, and consider trademark monitoring.
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Owner
San Diego, CA, US
San Diego, CA, US
San Diego, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Timothy J. Lyden
Timothy J. Lyden VLP Law Group LLPP.O. Box 10503Attn: TrademarksMcLean, VA 22102Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Business consulting services; business succession planning; business management of registered investment advisor offices and brokers on an outsourcing basis; business advice and information relating to finance and capital; business assistance, advisory services, and consultancy in the fields of budgeting, bookkeeping, preparation and filing of forms, bill paying, organizing and processing paperwork, development of plans to achieve goals; tax and taxation planning, advice, information, and consultancy services; business administration and office work; digital marketing services; consulting services in the field of digital marketing; bookkeeping; outsource service provider in the field of business operation and management of registered investment advisor offices and brokers | ACTIVE | Apr 15, 2026 |
| 036 | Financial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; research services, namely, conducting research related to financial information, financial investment information, the performance of financial investment vehicles, and financial market data; insurance brokerage, information, and consultancy; brokerage and broker-dealer financial services in the field of securities, stocks, bonds, mutual funds, and over-the-counter markets; financial trust planning and operations; estate planning; outsource service provider in the field of financial advisory services; real estate consultation | ACTIVE | May 15, 2025 |
| 042 | Technology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information; platform as a service (PAAS) featuring a multi-functional computer software platform for providing access to documents, information, data, technology services and content related to financial and investment products and services, investment related trends, and advisor information for purposes of analyzing, tracking, and targeting investment advisor data, advisor investment behavior, client demographic information, investment strategies, investment reports, and third party data to enable users to market, promote, manage, analyze, track, organize, supervise, target, and structure marketing related sales campaigns; computer technology support services, namely, help desk services; computer technology consultancy; providing an Internet website portal featuring a multi-functional online non-downloadable computer software platform for providing online information in the fields of financial and investment services, including financial planning, investment brokerage, providing investment advice, investment management and investment compliance services, for purposes of planning, executing, managing, analyzing, tracking, organizing, supervising, surveilling and structuring investments and investment strategies | ACTIVE | Apr 15, 2026 |
| 045 | Regulatory compliance consultancy in the field of finance | ACTIVE | Apr 15, 2026 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by LPL Financial LLC
- Other trademarks owned by LPL Financial LLC
- Other trademarks owned by LPL Financial LLC
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 042
- Other trademarks in Class 045
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 22, 2026 | NRCC | NOTICE OF REGISTRATION CONFIRMATION EMAILED | — |
| Sep 22, 2026 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 3, 2026 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Sep 3, 2026 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Sep 1, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 1, 2026 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 1, 2026 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 18, 2026 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jul 6, 2026 | IUAF | USE AMENDMENT FILED | — |
| Jul 6, 2026 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Dec 17, 2025 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Dec 17, 2025 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Dec 17, 2025 | EXT1 | SOU EXTENSION 1 FILED | — |
| Dec 17, 2025 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Jul 8, 2025 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| May 13, 2025 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| May 13, 2025 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| May 7, 2025 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Apr 11, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Apr 11, 2025 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Apr 11, 2025 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Apr 11, 2025 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Apr 11, 2025 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Apr 9, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 8, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Oct 4, 2024 | NWAP | NEW APPLICATION ENTERED | — |