USPTO serial 99143193
Reviewed by CopyMark Law Group
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Westlake Village, CA, US
Westlake Village, CA, US
Westlake Village, CA, US
Westlake Village, CA, US
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable mobile applications for financial planning and wealth management; Downloadable database management software for financial advisors; Downloadable software for financial education, planning, advice and goal tracking | ACTIVE | Jun 19, 2026 |
| 035 | Operating on-line marketplaces featuring investment products and services of third-party financial advisors | ACTIVE | Jun 1, 2026 |
| 036 | Investment management; Financial advisory services rendered using artificial intelligence (AI); Financial planning and investment advisory services | ACTIVE | Jun 19, 2026 |
| 042 | Development, updating and maintenance of software and database systems; Providing temporary use of non-downloadable cloud-based software for financial information management; Providing temporary use of online non-downloadable simulation software for modeling financial planning; Providing temporary use of on-line non-downloadable software and applications using artificial intelligence (AI) for financial planning and analysis | ACTIVE | Jun 19, 2026 |
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
| Date | Code | Event | What it means |
|---|---|---|---|
| Aug 11, 2026 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jun 19, 2026 | IUAF | USE AMENDMENT FILED | — |
| Jun 19, 2026 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Dec 23, 2025 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Oct 28, 2025 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Oct 28, 2025 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 22, 2025 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Sep 25, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 25, 2025 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Sep 25, 2025 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Sep 25, 2025 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Sep 25, 2025 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Sep 11, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 26, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Apr 17, 2025 | NWAP | NEW APPLICATION ENTERED | — |
| Apr 17, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |