USPTO serial 99180036
AIVER
Reviewed by CopyMark Law Group
Status 730Notice of Allowance
- Filing date
- Status date
- Registration date
- —
- Examiner
- MUNN LEWIS, LAKEISHA S
- Law office
- INTENT TO USE SECTION
What this means
The USPTO has issued a Notice of Allowance. To complete registration you generally need to file a Statement of Use or an extension request before the deadline.
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Owner
Mountain View, CA, US
Mountain View, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Connie L. Ellerbach
Connie L. Ellerbach Fenwick & West LLP801 California StreetSilicon Valley CenterMountain View, CA 94041-1990Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial risk management services, namely, providing continuous monitoring and automation via a software platform to perform internal audits, internal controls in the nature of Sarbanes-Oxley (SOX) testing and segregation of duties (SOD) to mitigate financial fraud and financial compliance risks; financial data analysis services for ensuring accuracy, completeness, and integrity of financial reporting and transaction records; financial advisory services, in the nature of financial risk assessment, internal control financial evaluation and regulatory compliance; providing financial information, reports, and analytics derived from automated internal audit processes, control testing, and compliance monitoring | ACTIVE | — |
| 042 | Technological consultation services in the field of internal auditing, Sarbanes Oxley (SOX) Compliance and Segregation of Duties (SOD) automation; Platform as a service (PaaS) featuring software platforms for automating internal audit testing for SOX compliance, risk management, and internal control and SOD; Platform as a service (PaaS) services featuring software platforms for automating workflows in financial and auditing processes, enabling users to streamline audit procedures, control testing, and reporting; Platform as a service (PaaS) services featuring software platforms for automating segregation of duties (SOD) risk detection and resolution within enterprise resource planning (ERP) systems; Platform as a service (PaaS) featuring software platforms for leveraging artificial intelligence (AI), machine learning, and robotic process automation (RPA) for performing internal audits, Sarbanes-Oxley (SOX) compliance and SOD conflicts; Platform as a service (PaaS) featuring software platforms for real-time data analysis, risk detection, and integration of financial system for continuous monitoring transactions; Platform as a service (PaaS), featuring software platforms for integration tools for third-party use in enhancing financial compliance, audit traceability, and enterprise reporting efficiency | ACTIVE | — |
| 045 | Regulatory compliance consultancy in the field of finance | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 9, 2026 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 8, 2026 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Sep 8, 2026 | EXT1 | SOU EXTENSION 1 FILED | — |
| Sep 8, 2026 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Mar 10, 2026 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jan 13, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 13, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jan 7, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Dec 11, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 13, 2025 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Nov 12, 2025 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Nov 12, 2025 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 29, 2025 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 29, 2025 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 29, 2025 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 25, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Sep 21, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| May 12, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| May 12, 2025 | NWAP | NEW APPLICATION ENTERED | — |