Drawing for Serial No. 99301359

USPTO serial 99301359

Serial No. 99301359

Reviewed by CopyMark Law Group

Status 688Notice of Allowance
Filing date
Status date
Registration date
Examiner
ROSSMAN, WILLIAM M
Law office
INTENT TO USE SECTION

What this means

The USPTO has issued a Notice of Allowance. To complete registration you generally need to file a Statement of Use or an extension request before the deadline.

Status 688: Status 688 means a Notice of Allowance was issued. For intent-to-use applications, you must file a Statement of Use with specimens or request an extension before the deadline — usually six months from the notice date.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Michael S. Hargis

Michael S. Hargis Stites & Harbison, PLLC250 West Main Street, Suite 2300Lexington, KY 40507United States

Goods and services

ClassDescriptionStatusFirst use
009Downloadable computer software platform for managing regulatory compliance, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; downloadable computer software for regulatory compliance purposes, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying customer information; downloadable computer software for regulatory compliance purposes, namely, for monitoring incoming and outgoing wire transfers; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying social security number information; downloadable computer software for regulatory compliance purposes, namely, for monitoring deposit information to provide uniform guidelines and disclosure to account holders about the length of time institutions can hold deposited funds before making them available to the account holder; downloadable computer software for managing social media risk assessment and regulatory compliance; downloadable computer software for managing social media risk assessment and regulatory compliance; all of the aforesaid for use by banks, credit unions, and money services businesses;ACTIVE
042Providing temporary use of a web-based non-downloadable software application for managing regulatory compliance, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; providing temporary use of a web-based non-downloadable software application for managing regulatory compliance, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; all of the aforesaid for use by banks, credit unions, and money services businesses;Platform as a service (PAAS) featuring computer software platforms for screening sanctions and regulatory watch lists; platform as a service (PAAS) featuring computer software platforms for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; platform as a service (PAAS) featuring computer software platforms for collecting and verifying customer information; platform as a service (PAAS) featuring computer software platforms for monitoring incoming and outgoing wire transfers; platform as a service (PAAS) featuring computer software platforms for collecting and verifying social security number information; and platform as a service (PAAS) featuring computer software platforms for monitoring deposit information to provide uniform guidelines and disclosure to account holders about the length of time institutions can hold deposited funds before making them available to the account holder; all of the aforesaid for use by banks, credit unions, and money services businessesACTIVE
045Consulting services in the field of regulatory compliance; providing information in the field of regulatory compliance; and providing information via a web portal in the field of regulatory compliance; all of the aforesaid for use by banks, credit unions, and money services businessesACTIVE

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

Latest event (NOAM): A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.

DateCodeEventWhat it means
Mar 10, 2026NOAMNOA E-MAILED - SOU REQUIRED FROM APPLICANTA Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.
Jan 13, 2026NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Jan 13, 2026PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Jan 7, 2026NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Dec 15, 2025CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER
Dec 10, 2025XAECEXAMINER'S AMENDMENT ENTERED
Dec 10, 2025GNENNOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Dec 10, 2025GNEAEXAMINERS AMENDMENT E-MAILED
Dec 10, 2025CNEAEXAMINERS AMENDMENT -WRITTEN
Dec 10, 2025DOCKASSIGNED TO EXAMINER
Dec 3, 2025MDSCNOTICE OF DESIGN SEARCH CODE E-MAILED
Dec 3, 2025NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Jul 24, 2025MAFRAPPLICATION FILING RECEIPT MAILED
Jul 24, 2025NWAPNEW APPLICATION ENTERED

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