USPTO serial 99439961
Reviewed by CopyMark Law Group
Status 686 means your mark is published in the USPTO Official Gazette and in the 30-day opposition period. If no opposition is filed, prosecution typically continues toward registration or a Notice of Allowance. Monitor the opposition window. After it closes, watch for Notice of Allowance (intent-to-use) or registration (use-based).
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Benjamin P. Harbuck
Benjamin P. Harbuck Dentons US LLPP.O. Box 1302Chicago, IL 60604United States| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable computer software and computer software platforms for assessing, monitoring, and managing compliance obligations in the financial services sector; downloadable computer software and computer software platforms for assessing and advising on financial reporting, financial governance and compliance risks; downloadable interactive computer software and interactive computer software platforms for assessing, monitoring, and managing compliance obligations in the financial services sector; downloadable interactive computer software and interactive computer software platforms for assessing and advising on financial reporting, financial governance and compliance risks; downloadable computer software using artificial intelligence (AI) for machine learning; downloadable computer software using artificial intelligence (AI) for machine learning for use in the financial services sector; downloadable computer software using artificial intelligence (AI) for machine learning for assessing and advising on financial reporting, financial governance and compliance risks; downloadable electronic publications in the nature of manuals, guides, toolkits, reports, newsletters, templates and instructional materials in the fields of financial reporting, financial risk and regulatory compliance; downloadable electronic publications in the nature of manuals, guides, toolkits, reports, newsletters, templates and instructional materials in the field of financial services | ACTIVE | — |
| 035 | Computerised accounting services; consulting services, namely, expert management consulting in accounting; accounting services; computerised accounting auditing; business auditing; financial auditing; computerised book-keeping; administrative accounting; administration, billing and reconciliation of accounts on behalf of others; inventory control; computerised inventory preparation; computerised stock management, namely, inventory management; data-based stock control, namely, inventory management; stock control services, namely, inventory management; computerised stock ordering; data management service for use in reporting debt collection accounts to a collection agency; data processing services; database management; computer data entry and data processing services; online data processing services; data processing for businesses; provision of computerised business information data; business information services provided online from a computer database or the Internet; provision of commercial business information by means of a computer database; provision of business accounting information by means of a computer database; business data analysis; computer file management; electronic data collection services for business purposes in the field of regulatory compliance in the financial services sector; data inputting services, namely, computer data entry services; collating of data, namely, compilation of statistical business data; computer data entry services; compilation of business statistical data; business risk management services; business risk assessment services; inventory management; advertising; marketing; promotion services; preparation of financial reports for others; information, advisory and consultancy services in relation to all the aforesaid | ACTIVE | — |
| 036 | Administration of bill payment services; bill payment processing services; automated bill payment processing services; electronic bill payment processing services; Electronic bill payment services, namely, acceptance of bill payments; bill payment services provided through a website; processing of bill payment transactions via the Internet; processing of bill payments for the purchase of goods and services via an electronics communication network; electronic collection of bill payments for goods and services; financial transaction services, namely, providing secure commercial transactions and payment options; computerised financial services in the nature of processing foreign currency transactions; foreign currency brokerage services; online financial valuations; financial valuations; financial analyses; financial information and evaluations; direct debit bill payment processing services; cash payment management; cash payment processing services; electronic cash transactions; financial management of cash accounts; financial risk management services; financial risk assessment service | ACTIVE | — |
| 042 | Providing online non-downloadable software for assessing, monitoring, and managing compliance obligations for use in the financial services sector; providing online non-downloadable software for assessing and advising on financial reporting, financial governance and compliance risks; providing online non-downloadable artificial intelligence and machine learning software for assessing, monitoring, and managing compliance obligations for use in the financial services sector; providing online non-downloadable artificial intelligence and machine learning software for assessing and advising on financial reporting, financial governance and compliance risks; Software as a Service (SaaS) featuring computer software for assessing, monitoring, and managing compliance obligations for use in the financial services sector; Software as a Service (SaaS) featuring computer software for assessing and advising on financial reporting, financial governance and compliance risks; Software as a Service (SaaS) featuring computer software using artificial intelligence and machine learning for assessing, monitoring, and managing compliance obligations for use in the financial services sector; Software as a Service (SaaS) featuring computer software using artificial intelligence and machine learning for assessing and advising on financial reporting, financial governance and compliance risks; Platform as a Service (PaaS) featuring computer software platforms for assessing, monitoring, and managing compliance obligations for use in the financial services sector; Platform as a Service (PaaS) featuring computer software platforms for assessing and advising on financial reporting, financial governance and compliance risks; Platform as a Service (PaaS) featuring computer software platforms using artificial intelligence and machine learning for assessing, monitoring, and managing compliance obligations for use in the financial services sector; Platform as a Service (PaaS) featuring computer software platforms using artificial intelligence and machine learning for assessing and advising on financial reporting, financial governance and compliance risks; information, advisory and consultancy services in relation to all the aforesaid | ACTIVE | — |
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
| Date | Code | Event | What it means |
|---|---|---|---|
| Aug 11, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Aug 11, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Aug 5, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Jul 15, 2026 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Jul 15, 2026 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jul 15, 2026 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Jul 15, 2026 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Jul 15, 2026 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jun 9, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 9, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 9, 2026 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 9, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 9, 2026 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 9, 2026 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 2, 2026 | DOCK | ASSIGNED TO EXAMINER | — |
| Feb 11, 2026 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Oct 13, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Oct 13, 2025 | NWAP | NEW APPLICATION ENTERED | — |