USPTO serial 99470327
Serial No. 99470327
Reviewed by CopyMark Law Group
Status 807Office Action
- Filing date
- Status date
- Registration date
- —
- Examiner
- JACKSON, MARISSA SHARPE
- Law office
- TMO LAW OFFICE 113
What this means
The USPTO has issued an Office Action on this application. A response is typically required before the deadline, or the application can be abandoned.
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Owner
Santa Barbara, CA, US
Santa Barbara, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Connie L. Ellerbach
Connie L. Ellerbach Fenwick & West LLP801 California StreetMountain View, CA 94041United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable computer software for financial advice and planning; Downloadable software in the nature of a mobile application for financial advice and planning; Downloadable software in the nature of a mobile application for financial budgeting, savings, investing, credit monitoring, and identity monitoring; Downloadable software in the nature of a mobile application for automated budgeting, saving, investment and liquidity financial solutions; Downloadable software using artificial intelligence (AI) for financial advice and planning; Downloadable software using artificial intelligence (AI) for financial budgeting, savings, investing, credit monitoring, and identity protection; Downloadable mobile applications using artificial intelligence (AI) for financial advice and planning; Downloadable intelligent personal assistant software for financial advice and planning; Downloadable computer application software for financial advice and planning | ACTIVE | Oct 10, 2025 |
| 036 | Financial advisory services; Financial planning and investment advisory services; Financial advice, consultation, investment and management services; financial investment consultation and advisory services; Financial securities brokerage and investment services; Savings account services | ACTIVE | Oct 10, 2025 |
| 042 | Software as a service (SAAS) services for financial advice and planning; Software as a service (SAAS) services for financial budgeting, savings, investing, credit monitoring, and identity protection; Software as a service (SAAS) services featuring software using artificial intelligence (AI) for financial advice and planning; Software as a service (SAAS) services for automated budgeting, saving, investment and liquidity solutions; Providing a website featuring non-downloadable software for financial advice and planning; Artificial intelligence as a service (AIAAS) services for financial advice and planning, credit monitoring and identity protection; Providing a website featuring non-downloadable software using artificial intelligence (AI) for financial advice and planning; Providing temporary use of on-line non-downloadable software and applications using artificial intelligence (AI) for financial advice and planning; Providing temporary use of on-line non-downloadable software for financial advice and planning; platform as a service (PAAS) services featuring computer software platforms for financial advice and planning; Providing temporary use of on-line non-downloadable software for accessing, reading, and tracking information for financial advice and planning; Electronic monitoring of credit card activity to detect fraud via the internet | ACTIVE | Oct 10, 2025 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Nov 5, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 5, 2026 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 5, 2026 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 7, 2026 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Sep 23, 2026 | IUAF | USE AMENDMENT FILED | — |
| Sep 23, 2026 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Jun 16, 2026 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Apr 21, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Apr 21, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Apr 15, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Mar 25, 2026 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Mar 24, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 24, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 24, 2026 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 21, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 21, 2026 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 21, 2026 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 13, 2026 | DOCK | ASSIGNED TO EXAMINER | — |
| Mar 10, 2026 | MDSC | NOTICE OF DESIGN SEARCH CODE E-MAILED | — |
| Mar 10, 2026 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Oct 30, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Oct 30, 2025 | NWAP | NEW APPLICATION ENTERED | — |