USPTO serial 99497487
HIGHLANDER
Status 641Office Action
- Filing date
- Nov 14, 2025
- Status date
- Aug 4, 2026
- Registration date
- —
- Examiner
- CALLAGHAN, BRIAN P
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What this means
The USPTO has issued an Office Action on this application. A response is typically required before the deadline, or the application can be abandoned.
Deadline: November 4, 2026
Office Action issues
The USPTO requires clarification on your Class 36 service descriptions and resolution of the inconsistency between your individual name and partnership entity type.
Owner
Kline, John Chandler
Denver, PA, US
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, raising debt and equity capital for others through the offer and sale of securities; facilitating investments by others in equity and debt securities; none of the foregoing relating to crowdfunding for charitable purposes, charitable fundraising, charitable contributions, donations, or philanthropic activities. | ACTIVE | — |
| 042 | Artificial intelligence as a service (AIaaS) services featuring software using artificial intelligence (AI) for capital raising and private securities investments; Software as a service (SaaS) services featuring software using machine learning for capital raising and private securities investments; Platform as a service (PaaS) featuring computer software platforms for capital raising and private securities investments; Software as a service (SaaS) services featuring software for capital raising and private securities investments; Software as a service (SaaS) services, namely, hosting software for use by others for capital raising and private securities investments; Software as a service (SaaS) services featuring software for managing securities investments; Software as a service (SaaS) services featuring software for managing securities transactions; Software as a service (SaaS) services featuring software for cap table management; Software as a service (SaaS) services featuring software for investor onboarding; Software as a service (SaaS) services featuring software for transfer agent functions; Platform as a service (PaaS) featuring computer software platforms for processing securities transactions; all of the foregoing relating to securities offerings and private capital formation, and none of the foregoing relating to crowdfunding for charitable purposes, charitable fundraising, donations, or philanthropic activities. | ACTIVE | — |
Prosecution history
| Date | Code | Event |
|---|---|---|
| Aug 4, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Aug 4, 2026 | GNRT | NON-FINAL ACTION E-MAILED |
| Aug 4, 2026 | CNRT | NON-FINAL ACTION WRITTEN |
| Jun 16, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Jun 16, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Jun 16, 2026 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Mar 25, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Mar 25, 2026 | GNRT | NON-FINAL ACTION E-MAILED |
| Mar 25, 2026 | CNRT | NON-FINAL ACTION WRITTEN |
| Mar 24, 2026 | DOCK | ASSIGNED TO EXAMINER |
| Nov 14, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED |
| Nov 14, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Nov 14, 2025 | NWAP | NEW APPLICATION ENTERED |