USPTO serial 99518640
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The USPTO has issued an Office Action on this application. A response is typically required before the deadline, or the application can be abandoned.
Deadline: Sep 5, 2026
The USPTO examiner has maintained a refusal for your Class 38 services due to insufficient specimen use, and has raised a new issue regarding the scope of your service description.
Capital Financial & Insurance, LLC
Apex, NC, US
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Fiduciary services, namely, fiduciary representative services; Financial planning and investment advisory services; Providing information in the field of financial planning | ACTIVE | Jan 7, 2009 |
| 038 | Podcasting services | ACTIVE | Jan 7, 2009 |
| 041 | Education services, namely, providing non-downloadable webinars in the field of financial services and planning; Coaching in the field of financial services and retirement planning; Providing online non-downloadable videos in the field of financial planning | ACTIVE | Jan 7, 2009 |
| Date | Code | Event |
|---|---|---|
| Jun 5, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Jun 5, 2026 | GNRT | NON-FINAL ACTION E-MAILED |
| Jun 5, 2026 | CNRT | NON-FINAL ACTION WRITTEN |
| Apr 15, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Apr 15, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Apr 15, 2026 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Apr 3, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Apr 3, 2026 | GNRT | NON-FINAL ACTION E-MAILED |
| Apr 3, 2026 | CNRT | NON-FINAL ACTION WRITTEN |
| Mar 31, 2026 | DOCK | ASSIGNED TO EXAMINER |
| Feb 12, 2026 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Nov 26, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED |
| Nov 26, 2025 | NWAP | NEW APPLICATION ENTERED |