USPTO serial 99545561
WINDFALL ADVISORS
Status 602
- Filing date
- Dec 12, 2025
- Status date
- Aug 3, 2026
- Registration date
- —
- Examiner
- SAUNDERS, ANDREA DAWN
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What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
Owner
RIA Group LLC
SHERIDAN, WY, US
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial planning; Financial information; Financial asset management; Financial portfolio management; Financial wealth management services; Financial advice on retirement; Financial analysis and consultation; Providing financial advisory services; Investment consultancy; Investment advice; Investment management; Investment advisory services; Family office investment advisory services; Family office investment management services; Financial planning and investment advisory services; Family office services in the nature of investment advisory services; Financial consultancy for lottery winners | ACTIVE | Jan 1, 2023 |
Prosecution history
| Date | Code | Event |
|---|---|---|
| Aug 3, 2026 | MAB2 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| Aug 3, 2026 | ABN2 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Apr 16, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Apr 16, 2026 | GNRT | NON-FINAL ACTION E-MAILED |
| Apr 16, 2026 | CNRT | NON-FINAL ACTION WRITTEN |
| Apr 16, 2026 | DOCK | ASSIGNED TO EXAMINER |
| Dec 12, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED |
| Dec 12, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Dec 12, 2025 | NWAP | NEW APPLICATION ENTERED |