Drawing for ERISA COMPASS

USPTO serial 99754844

ERISA COMPASS

Reviewed by CopyMark Law Group

Status 681
Filing date
Status date
Registration date
—
Examiner
WHELAN, JAIME M
Law office
PUBLICATION AND ISSUE SECTION

What this means

This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

MELISSA M ALLEN

MELISSA M ALLEN DREAMCOUNSEL, INC.725 Cool Springs Blvd, 6th FloorFranklin, TN 37067United States

Goods and services

ClassDescriptionStatusFirst use
009Downloadable software for retirement readiness calculations for plan participants, compensation and benefit planning for employers 401(k) employer-sponsored retirement plans and Employee Retirement Income Security Act (ERISA) plans; Downloadable periodic publications in the nature of e-books and newsletters in the field of retirement planning, technical guidance for adopters of qualified retirement plans, and fiduciary governance for qualified plan fiduciariesACTIVE—
016Printed Periodic publications in the nature of e-books and newsletters in the field of retirement planning, technical guidance for adopters of qualified retirement plans, and fiduciary governance for qualified plan fiduciariesACTIVE—
035Financial record-keeping for retirement readiness analysis, retirement benefit administrationACTIVE—
036Financial planning, Financial plan consulting, Financial advice, Financial asset management, Third party financial administration, Actuarial services, all of the aforesaid in the field of retirement and retirement plans, in particular as to 401(k) employer-sponsored retirement plans, Employee Retirement Income Security Act (ERISA) plans, and investment strategy for employees; Financial consultation and advice in the field of registered investments in the form of marketable securities traded on U.S. exchangesACTIVE—
045Regulatory compliance consultancy in the field of retirement plan administration; Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activitiesACTIVE—

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Nov 4, 2026NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED—
Oct 8, 2026CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Sep 3, 2026TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
Sep 3, 2026CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
Sep 3, 2026TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Aug 19, 2026GNRNNOTIFICATION OF NON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Aug 19, 2026GNRTNON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Aug 19, 2026CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Aug 19, 2026DOCKASSIGNED TO EXAMINER—
Jul 30, 2026NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Apr 9, 2026MAFRAPPLICATION FILING RECEIPT MAILED—
Apr 9, 2026NWAPNEW APPLICATION ENTERED—

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