USPTO serial 99832210
Reviewed by CopyMark Law Group
Status 686 means your mark is published in the USPTO Official Gazette and in the 30-day opposition period. If no opposition is filed, prosecution typically continues toward registration or a Notice of Allowance. Monitor the opposition window. After it closes, watch for Notice of Allowance (intent-to-use) or registration (use-based).
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Sarah Hsia
Sarah Hsia Rockstone Legal LLC45 Rockefeller Plaza, 20th FloorNew York, NY 10111United States| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial management services; cash management services; financial services, namely, acting as a verification agency for asset-backed credit facilities by independently verifying the eligibility of financial assets against facility terms and third-party data sources; financial services, namely, acting as a calculation agency for asset-backed credit facilities by calculating borrowing base amounts, covenant compliance, advance rates, and waterfall distributions based on real-time financial data; financial cash management services for asset-backed credit facilities, namely, automating drawdown requests, collections, payment distributions, and cash recycling in accordance with facility waterfall terms; financial monitoring services, namely, continuous real-time monitoring of covenant compliance, asset eligibility, and concentration limits for asset-backed credit facilities; financial reporting services, namely, automated preparation of borrowing base certificates, covenant compliance reports, and investor performance reports for asset-backed credit facilities | ACTIVE | Aug 3, 2024 |
| 042 | Software as a service (SaaS) featuring software for financial management and reporting; providing online non-downloadable software for financial data management, monitoring, and analysis; software as a service (SaaS) featuring software for managing and operating asset-backed credit facilities, namely, software for digitizing and encoding financial covenant terms, eligibility criteria, and waterfall logic into executable rules; software as a service (SaaS) featuring software for integrating with and aggregating data from financial originator systems, servicer platforms, payment processors, banking application programming interfaces, and third-party data registries; software as a service (SaaS) featuring software for real-time monitoring of portfolio performance, asset eligibility, and covenant compliance; software as a service (SaaS) featuring software for automating cash flow calculations, waterfall distributions, and drawdown processing for credit facilities; software as a service (SaaS) featuring software for generating compliance reports, borrowing base certificates, and audit logs for asset-backed lending transactions; providing a website featuring technology that enables real-time verification, calculation, cash management, and reporting of performance and compliance metrics in connection with asset-backed finance operations | ACTIVE | Aug 3, 2024 |
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 29, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Sep 29, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Sep 23, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Aug 31, 2026 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Aug 29, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 29, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 28, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 28, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 28, 2026 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 2, 2026 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 2, 2026 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 2, 2026 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jul 29, 2026 | DOCK | ASSIGNED TO EXAMINER | — |
| May 19, 2026 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| May 19, 2026 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| May 19, 2026 | NWAP | NEW APPLICATION ENTERED | — |